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Clinical trials glossary & taxonomy
Evolving Terminology for Emerging Technologies
Comments? Questions? Revisions?  Mary Chitty 
mchitty@healthtech.com
Last revised July 13, 2010
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adaptive clinical trials:  Adaptive Clinical Trials
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A process for improving the efficiency of clinical trials based on interim analyses of clinical data, potentially leading to reductions in overall sample size, shorter project duration, improved quality of results, and reduced costs. Tufts Center for the Study of Drug Development, Glossary of terms, 2007  http://csdd.tufts.edu/InfoServices/Glossary.asp 

The pharma industry is gradually coming to realize that the classically structured clinical trial does not offer enough flexibility to make use of continuously emerging knowledge that is generated as the trial progresses. Unacceptable levels of attrition in the clinical stage of development are driving profound changes in the architecture, design, and analysis of clinical trials. The majority of respondents to our survey said that reduction in patient numbers, less exposure to study drug, and drops in overall trial duration were key points in favor of adaptive designs; however, a majority also had specific concerns with adaptive trials―concerns that involved methodological, logistical, and regulatory uncertainties:   Herman Mucke, Adaptive Clinical Trials: Innovations in clinical trial design, management and analysis, Insight Pharma Reports, 2007

Adaptive Clinical trials webcast Jerald Schindler, VP Biostatistics and Research Decision Sciences Late Stage Clinical Statistics, Merck Research Laboratories, 2007 http://www.bio-itworld.com/webcasts/lsw/schindler.aspx 

Tools such as toxicogenomic assays can provide important information about a drug's effectiveness and safety. An adaptive trial would generate and incorporate such information to help guide the more effective use of medicines. In an adaptive trial, for example, patient outcomes could be used as they became available to adjust the allocation of future patients or some other aspect of the study design. Adaptive Clinical Trials Are Steppingstone toward Personalized Medicine,  PharmaWeek, July 10, 2006  http://www.healthtech.com/news/strategic_briefings/2007/When%20Smaller%20is%20Better.asphttp://www.pharmaweek.com/Regulatory_And_Legal/Adaptive%20Clinical.asp  

See related pivotal clinical trials.

attrition: Unacceptable levels of attrition in the clinical stage of development are driving profound changes in the architecture, design, and analysis of clinical trials. The majority of respondents to our survey said that reduction in patient numbers, less exposure to study drug, and drops in overall trial duration were key points in favor of adaptive designs; however, a majority also had specific concerns with adaptive trials―concerns that involved methodological, logistical, and regulatory uncertainties: Herman Mucke, Adaptive Clinical Trials: Innovations in clinical trial design, management and analysis, Insight Pharma Reports, 2007

Bayesian clinical trials:  In recent years, there has been an explosion in predictive technologies to help researchers select only the most promising candidates for clinical development. The need for such tools is driven by the disastrous economic consequences of late-stage failures, which account for over 60% of all drug terminations. Insight Pharma Reports, Bayesian Forecasting of Phase III Outcomes: The Next Wave in Predictive Tools,  2007  

CDISC Clinical Data Interchange Standards Consortium: An open, multidisciplinary, non- profit organization committed to the development of industry standards to support the electronic acquisition, exchange, submission and archiving of clinical trials data and metadata for medical and biopharmaceutical product development. http://www.cdisc.org/  

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Clinical Data Interchange Standards Consortium: http://www.cdisc.org/

clinical development: The phase of drug development in which investigational new drugs (INDs) are tested on humans under the control of clinicians. Clinical development is necessary to obtain approval to market new drugs.  http://www.biotechshares.com/glossary.htm 

clinical forecasting: It is clear that late-stage clinical failures account for a large proportion of the expenses. This can be as a result of both the large out-of-pocket investments in Phase III clinical trials and because unsuccessful trials tie up capital resources during their conduct, and potentially also for the time spent during any attempted recovery following regulatory rejection. So, there is an interest in strategies that could halt, as early as possible, the development of drugs that eventually fail. Clinical forecasting in drug development, Asher D. Schachter and Marco F. Ramoni, Nature Reviews Drug Discovery 6, 107-108 (February 2007) | doi:10.1038/nrd2246 http://www.nature.com/nrd/journal/v6/n2/full/nrd2246.html

Narrower term: Bayesian clinical forecasting, Bayesian clinical trials

clinical genomics -  clinical trials impact: Clinical genomics is the application of large-scale, high-throughput genomics technologies in clinical settings, such as clinical trials or primary care of patients. Clinical genomics promises to allow a molecular understanding of disease and drug response, with benefits in all areas of medicine. Contributing to the growth of genomics, in 2005 the FDA issued guidelines for applications of genomics in drug development, with the stated hope that genomics will improve the safety and effectiveness of medicines. Given this mandate, clinical genomics applications appear to have crossed a threshold with the recent approval of several clinical genomics products.  Insight Pharma Reports, Impact of Genomics on Clinical Trials, 2006 http://www.insightpharmareports.com/reports/2006/61_Clinical_Genomics/overview.asp  

clinical informatics: Integration of clinical workflow and business strategies of any healthcare organization will spell success for the providers of the future. Efficient exchange of data and information is essential for this merger, and information technology is the tool with which to accomplish the consolidation. Clinical Informatics is the practice evolving from this need in healthcare. HIMSS Clinical informatics http://www.himss.org/ASP/topics_clinicalInformatics.asp 

The American Medical Informatics Association (AMIA) will attempt to elevate applied clinical informatics to the level of medical subspecialty with the help of a $300,000 grant from the Robert Wood Johnson Foundation (RWJF). .... AMIA sees applied clinical informatics as not being essentially different for doctors as it is for pharmacy or nursing or any other health profession,” Detmer says. AMIA to Develop Clinical Informatics as Certifiable Specialty, Neil Versel, Digital Healthcare and Productivity, May 2007 http://www.health-itworld.com/newsitems/hitw/amia-clinical-informatics 

The application of informatics approaches to the clinical- evaluation phase of drug development. These approaches can include clinical- trial simulations to improve trial design and patient selection, as well as electronic capturing and storing of clinical data and protocols. The goal is to reduce expenses and time to market.  

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clinical trial data model: Phase Forward Submits XML-based Clinical Trial Data Model to Worldwide Standards Organizations, 1999 http://www.oasis-open.org/cover/phaseCDISC19990621.html

clinical trial simulation: A relatively new effort to devise in silico simulations of human physiology and genetic variation to help identify which compounds will eventually fail in the drug development process. 

Related term: Genetic manipulation & disruption systems biology

clinical trials: The current clinical evaluation process is fraught with inefficiencies, resulting in numerous compound failures and exploding development costs. Until recently, the industry has reacted to the clinical evaluation problem essentially by "streamlining" the existing processes and by introducing information technology in a cautious and evolutionary fashion. While the FDA’s Critical Path Initiative of 2004 showed that the agency is willing to take the lead in working with representatives from industry and academia towards a remedy, this report suggests that a more radical solution is needed. Insight Pharma Reports, Clinical Trial in 2015: A new paradigm for clinical development, 2006 http://www.insightpharmareports.com/reports/2005/59_Clinical_Trials/overview.asp   

The NIH defines a clinical trial as a prospective biomedical or behavioral research study of human subjects that is designed to answer specific questions about biomedical or behavioral interventions (drugs, treatments, devices, or new ways of using known drugs, treatments, or devices). Clinical trials are used to determine whether new biomedical or behavioral interventions are safe, efficacious, and effective. Behavioral human subjects research involving an intervention to modify behavior (diet, physical activity, cognitive therapy, etc.) fits this definition of a clinical trial. Human subjects research to develop or evaluate clinical laboratory tests (e.g. imaging or molecular diagnostic tests) might be considered to be a clinical trial if the test will be used for medical decision making for the subject or the test itself imposes more than minimal risk for subjects. Biomedical clinical trials of experimental drug, treatment, device or behavioral intervention may proceed through four phases:  

See also Phase I, Phase II, Phase III, Phase IV, Phase Zero

CenterWatch  http://www.centerwatch.com/  A listing of more than 41,000 industry- and government- sponsored clinical trials as well as new drug therapies recently approved by the FDA. 
Clinical trials
, cancer.gov, National Cancer Institute, NIH
http://www.nci.nih.gov/clinical_trials/
IBM Life Sciences, Pharmaceutical Clinical Development, 2002 http://www-935.ibm.com/services/uk/index.wss/summary/igs/a1008011?cntxt=a1006867 

Related terms: CRO Clinical Research Organization, clinical informatics, comparative data mining, FDA drug approvals, Phase I, Phase II, Phase III, Phase IV/ postmarketing surveillance, preclinical, predictive data mining
Narrower terms: adaptive clinical trials, computer trial simulations, explanatory trials, management trials, randomized clinical trials
 

Clinical Trial Design Task Force: The Clinical Trial Design Task Force (CTD-TF) of the National Cancer Institute (NCI) Investigational Drug Steering Committee (IDSC) has published a series of discussion papers on phase II trial design in Clinical Cancer Research. The IDSC has developed formal recommendations about aspects of phase II trial design that are the subject of frequent debate, such as endpoints (response versus progression-free survival), randomization (single-arm designs versus randomization), inclusion of biomarkers, biomarker-based patient enrichment strategies, and statistical design (e.g., two-stage designs versus multiple-group adaptive designs). Although these recommendations in general encourage the use of progression-free survival as the primary endpoint, randomization, inclusion of biomarkers, and incorporation of newer designs, we acknowledge that objective response as an endpoint and single-arm designs remain relevant in certain situations. The design of any clinical trial should always be carefully evaluated and justified based on characteristic specific to the situation. The Design of Phase II Clinical Trials Testing Cancer Therapeutics: Consensus Recommendations from the Clinica l Trial Design Task Force of the National Cancer Institute Investigational Drug Steering Committee. Seymour L, et. al,   Clin Cancer Res. 2010 Mar 9. [Epub ahead of print] http://www.ncbi.nlm.nih.gov/pubmed/20215557

clinical trials Asia: The globalization of R&D into emerging regions, especially India, China and Southeast Asia continues. Growing R&D spending in these regions has been driven by many factors including the attractiveness of commercial markets there, more favorable economics including lower relative costs for greater speed, access to highly skilled professional labor and a large pool of treatment-naive patients. Pharmaceutical and biotechnology companies are seeing rapid growth in the volume of their clinical trial activity in India, China and Southeast Asia. At the same time these regions present unique challenges that must be anticipated and managed. Clinical Trials Asia Strategies for Planning, Placing and Implementing Clinical Trials in India, China and Southeast Asia, March 2008, San Francisco CA

Google = about 1,840,000 July 31, 2007

See also global drug development: Business glossary

clinical trials- ethics: Ethics glossary

clinical trials - Europe: A vast new opportunity for clinical trials has emerged in Europe as a result of the collapse of the Soviet Union and events during the last decade of the 20th century. The result is the emergence of dozens of sovereign countries and gone is the political dividing line between East and West Europe. Now these countries join the countries of Western Europe as well as the CIS to offer a spectrum of clinical trial options. Among these are: Treatment-naďve populations, Ease of patient recruiting, Superb trial administration, Lower costs, Applicable EMEA standards or equivalents. Insight Pharma Reports, Conducting Clinical Trials in Europe: An insider's analysis, 2008

clinical trials - imaging: Molecular imaging glossary

comparative data mining: Algorithms & data management glossary Useful for clinical trial meta-analyses  

CONSORT  Consolidated Standards of Reporting Trials,    http://www.consort-statement.org/

CRO: An organization that conducts all or some of the clinical research involved in the drug or product development process on behalf of pharmaceutical research companies. An overview of drug development, Barnett/Parexel, 2000 http://www.barnettinternational.com/EducationalServices_Publication.aspx?p=6464&id=97141 

Contract Research Organization or Clinical Research Organization. Clinical trials are increasingly being run by outsourcing to these groups.

developmental site agreements: Companies work with hospitals to develop instrumentation and clinical research applications.

drug development Latin America: Drug Development Latin America
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drug discovery pipeline: Drug discovery & development glossary

drug safety: Drug safety & pharmacovigilance

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explanatory trials:  Explanatory trials generally measure efficacy—the benefit a treatment produces under ideal conditions, often using carefully defined subjects in a research clinic. Martin Roland, David J Torgerson, Understanding controlled trials: What are pragmatic trials? BMJ 316: 285 24 January, 1998 http://www.bmj.com/cgi/content/full/316/7127/285 

Compare pragmatic trials 

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Large Streamlined Studies LSS:  These studies permit the collection of data from large cohorts of patients, which can mimic real-world settings. LSSs are typically driven by the collection of safety endpoints or effectiveness data. They can be implemented either at the time of launch, gaining the drug sponsor rapid assessment of launch data, or at post-approval – often in comparison to already approved products. Large Streamlined Studies, United Biosource, 2010  http://www.unitedbiosource.com/postapproval/large-studies.aspx             

lure of initial value: What we observe [in clinical trials] is not so much a placebo response, but a so- called lure of initial value, where extreme symptoms tend to get spontaneously better. To get a handle on this problem, it would be useful to identify genes that are predictive of rapid disease remission, because many of our problems in terms of testing drugs are driven by the placebo group.  ... One needs very large groups to detect that small difference. Obtaining genes predictive of response might also lead to defining the group of people who, because they are likely to get better spontaneously, are going to get minimal benefit from the drug.

management trials: Management questions are less focused on a treatment's biologic activity; instead, they concern a treatment's effect on patient outcomes in common practice. Thus, a management trial compares treatment policies or strategies that can be widely applied, enrolling patients as diverse as those likely to use the strategy. Intrusion on the standard of care is small, and clinicians have as much discretion over patient management and study drug discontinuation or re-initiation as they would in common practice. Endpoints are clinical and easily ascertained, e.g., mortality or serious disease, and data collection is minimal. Primary analyses are intent- to- treat, with other analyses performed sparingly. MAPS: A Proposal for More Clinically Relevant Research in AIDS, Carlton Hogan et. al, Univ. of Minnesota http://www.biostat.umn.edu/~carlton/MAPS.html

meta-analyses, meta-analysis: Research glossary  

patient:  People with a specific disease or condition, particularly those being treated by a health professional.

Compare subject

patient recruitment: Patient recruitment and retention are critical to drug development programs. Patient recruitment, if not adequately planned for, can extend your development timeline by a number of years. Retention of patients throughout the life of a clinical trial is essential in order have complete data sets for your analysis and subsequent filings.

Patient Recruitment in Clinical Trials
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The same trial treatment options available at the University of Maryland are available at four affiliated community hospitals where university-employed clinical research associates (CRAs) have been placed, says [Mohan] Suntha, [MD].. Over the past several years, 25 percent of participants in radiation oncology trials – or roughly 50 patients a year – have enrolled in their own communities rather than at the university’s main campus in downtown Baltimore. “We’ve integrated telemedicine technology with our commitment to clinical trial access,” says Suntha. Telemedicine links provide a means for university-based investigators to communicate with patients while they’re in a study. They also allow CRAs to seamlessly transmit data mined at community- based sites.  Patient Recruitment: A Growing Role for Telemedicine? Deborah Borfitz, eCliniqua, Oct 1, 2007 http://www.bio-itworld.com/archive/eclinica/index_10012007.htm 

Patient Reported Outcomes Consortium: The Critical Path Institute (C-Path), in cooperation with the U.S. Food and Drug Administration (FDA) and the medical products industry, has formed the Patient-Reported Outcomes Consortium for the purpose of developing, evaluating, and qualifying PRO instruments with the FDA for use in clinical trials designed to evaluate the safety and effectiveness of medical products. http://www.c-path.org/PRO.cfm 

Phase I: The main aim of this phase is to determine drug safety. At this stage, drugs are tested in a small group of healthy volunteers to determine the drug’s activity. 

Phase II: These trials are aimed at identifying the optimal dose to be used in Phase III trials and, ideally, they identify drugs that will not make it through the next phase of testing. Typically, Phase II trials are double-blinded and have placebo controls.   

phase II clinical trials design: The optimal design of phase II studies continues to be the subject of vigorous debate, especially studies of newer molecularly targeted agents. The observations that many new therapeutics "fail" in definitive phase III studies, coupled with the numbers of new agents to be tested as well as the increasing costs and complexity of clinical trials, further emphasize the critical importance of robust and efficient phase II design. The Design of Phase II Clinical Trials Testing Cancer Therapeutics: Consensus Recommendations from the Clinica l Trial Design Task Force of the National Cancer Institute Investigational Drug Steering Committee. Seymour L, et. al,   Clin Cancer Res. 2010 Mar 9. [Epub ahead of print] http://www.ncbi.nlm.nih.gov/pubmed/20215557

phase II risk reduction: See Chemistry glossary  backup compounds

Phase III: These studies, which take several years, can involve thousands of patients at multiple trial centers. They are aimed at definitively determining the drug’s effectiveness and its side- effect profiles. These studies are also typically double- blinded and placebo- controlled. 

Phase IIIb: Subjects entered on a phase III trial may want to stay on the drug after the study is completed and closed and while the data is being readied for presentation. A Phase IIIB study allows "compassionate" use of the drug during this interim time. [Human Subjects Manual, Medical Issues, 10.2 Drugs and Biologics, Stanford Univ., 2001 http://humansubjects.stanford.edu/manual/chapters/ch10_2b_med.html

Phase IV/ postmarketing surveillance: At this stage, after a drug has been launched, pharmaceutical companies may conduct further studies of its performance, often examining long- term safety.  

See also Regulatory Affairs Phase Zero, also known as microdosing

pivotal clinical trials: The intermediate-sized clinical trials supported through this RFA are a pivotal decision point in the NCI chemoprevention drug development program. The consensus view of a Working Group from the NCI and the FDA acknowledges that "the interim analysis of a validated surrogate endpoint of cancer incidence may facilitate the timely and cost-effective marketing of efficacious drugs (Kelloff et al., Cancer Epidemiol. Biomark. Prev. 4: 1-10, 1995)." Thus, the efficacy and safety data from these studies potentially supports FDA marketing approval (NDA applications) for chemoprevention indications, and certainly facilitates decisions regarding the most appropriate recommendations for subsequent large, community-based efficacy studies. Pivotal clinical trials for chemoprevention clinical development  National Cancer Institute, NIH RFA: CA-98-001 1997 http://grants.nih.gov/grants/guide/rfa-files/rfa-ca-98-001.html 

Related term: adaptive clinical trials

placebo non- responders: Non- responders on placebo] define a group that would never improve their condition unless given the drug. They may be a group that, if we could identify them, could be used to reduce clinical trial size. Using this group in a proof- of -concept, it may be possible to test a drug even without a comparative placebo and determine whether it is likely to be active. 

Related terms: disease resistant individuals, lure of initial value, placebo responders

placebo responders: Most people think of the placebo response as a true response. But much of it is actually regression to the mean.  Clinical trial subjects with more extreme symptoms are often selected because it is desirable to see a dramatic effect upon treatment with the drug.  

Related terms: disease resistant individuals, lure of initial value, placebo non- responders 

pragmatic trials: Pragmatic trials measure effectiveness—the benefit the treatment produces in routine clinical practice  Martin Roland, David J Torgerson, Understanding controlled trials: What are pragmatic trials? BMJ 316: 285 24 January, 1998 http://www.bmj.com/cgi/content/full/316/7127/285  

Compare explanatory trials

randomized clinical trials RCTs:  A study in which the participants are assigned by chance to separate groups that compare different treatments; neither the researchers nor the participants can choose which group. Using chance to assign people to groups means that the groups will be similar and that the treatments they receive can be compared objectively. At the time of the trial, it is not known which treatment is best. It is the patient's choice to be in a randomized trial. National Cancer Institute  Dictionary of Cancer Terms http://www.cancer.gov/Templates/db_alpha.aspx?CdrID=45858 

randomized controlled clinical trials: Are the gold standard for determining the efficacy of therapeutic interventions. However, medical practice has not evolved around the concept of randomized trials, but around the idea of careful observations, (anecdotal) case studies and the evaluation of retrospective data. Interventions discovered by these means and taken forward into clinical practice became standard practice as they continued to be superior when compared with prior or alternative types of treatment. Back to the future: why randomized controlled trials cannot be the answer to pharmacogenomics and personalized medicine, Frueh FW. Pharmacogenomics. 2009 Jul;10(7):1077-81  http://www.ncbi.nlm.nih.gov/pubmed/19604080

registries: See under Large Streamlined Studies

risk ratio: The ratio of risk in the treated group (EER) to the risk in the control group (CER). This is used in randomised trials and cohort studies and is calculated as EER/CER.  [Glossary of EBM [Evidence Based Medicine] Terms, Centre for Evidence Based Medicine, Mt. Sinai Hospital, 2000] http://www.cebm.utoronto.ca/glossary/

Single Controlled Trial SCT: Since 1998, the FDA has allowed drug developers to use what is known as the single controlled trial (SCT) to support their drug approval applications. The SCT provision allows applicants to prove the effectiveness of new drugs by submitting data from only one controlled clinical study instead of multiple studies.

SMO Site Management Organization: Why a SMO is not a CRO or is it? Stan Woollen, FDA 2001 http://www.fda.gov/oc/gcp/slideshows/smo2001/smo.ppt 

stratification- clinical trials: The FDA has been cautious in forwarding any policy on genotyping and clinical trial stratification, while at the same time trying to engage the industry in discussions on the subject. 

subject:  People being studied as part of clinical trials or other investigation, including those serving as controls. 

Compare patient.  

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women's health - statistical modeling: Molecular Medicine glossary

Bibliography
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http://www.cdisc.org/glossary/CDISCGlossaryV5.pdf 
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http://www.cdisc.org/glossary/CDISCAcronymsv5.pdf     
CenterWatch Glossary, 100+ definitions
http://www.centerwatch.com/patient/glossary.html
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http://www.clinicaltrials.gov/ct/info/glossary 
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http://www.fda.gov/oc/initiatives/criticalpath/whitepaper.html
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Insight Pharma Reports
Adaptive Clinical Trials: Innovations in clinical trial design, management and analysis,  2007
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http://www.insightpharmareports.com/reports/2006/61_Clinical_Genomics/overview.asp  
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http://www.cebm.utoronto.ca/glossary/
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http://www.novartisclinicaltrials.com/etrials/clinicalTrialGlossary.do About 80 terms.
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http://www.pharmaschool.co.uk/jargonbuster.htm  Clinical trial terminology, about  ?    terms.
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http://www.roche-trials.com/about/glossary.html 
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http://csdd.tufts.edu/InfoServices/Glossary.asp  
WHO glossary, 2007, 28 definitions
http://www.who.int/ictrp/glossary/en/index.htm
http://www.genomicglossaries.com/content/drug_a3.jpg
Live seminars, Web seminars, Publications on clinical trials and Regulatory Affairs

Bibliography
Alpha glossary index
How to look for other unfamiliar  terms

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